This course brought to you by Wolters Kluwer
1 Lesson / $55 / 2 CPE hours
See Sarbanes Oxley (SOX) Overview
This on-demand course will provide an overview of the legislation as well as the proper processes, controls and tests companies must use to determine adequate internal and financial controls. We discuss how to recognize components of SOX and the Internal Control Framework, the requirements for Top-Down Risk Assessment, as well as how to identify legislation changes and challenges, Auditing Standard 2 and Auditing Standard 5, and how to discover the SOX Sequence of process (documentation, design, evaluation).